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Vol. 1, N° 2, Summer 1994 EC COMPETITION POLICY NEWSLETTER PAGE 13
Summary of the most important recent developments
Anti-Trust Rules
Application of Articles 85 & 86 EEC and 65 ECSC
Main developments between 1st April and 28th July 1994
In May, the Commission adopted its 23rd Annual Report on
Competition Policy. This gives a comprehensive overview
of the application of Community Competition Policy in 1993
by the Commission, the European Courts, and the National
Competition authorities and Courts.
The report shows that the Commission is continuing to make
progress in dealing more quickly with its case-load and
reducing the total number of cases remaining open. On 1st
January 1994, there were 1,231 Article 85 and 86 cases
pending in DG IV, 300 less than 1st January 1993, despite
the fact that the number of new cases opened increased
slightly when compared to the previous year. The number
of cases closed (832) more than doubled the total number of
new cases opened. The deadlines for structural joint
ventures introduced at the beginning of last year are working
well, and in the 25 such cases notified last year the
companies were able to benefit from expeditions treatment
and a clear timetable according to which they could expect
the Commission's services to reach a conclusion on the case.
One of the most important sections of each Annual Report
is the first chapter, entitled "Main developments in
Competition Policy", which explains the themes that
underline the Commission's approach in practice. One of the
themes highlighted in this year's report is "The International
dimension of Competition Policy". This sets out the major
challenges facing the Community in adjusting its
Competition Policy to ever globalising markets not only in
terms of the substantive test that it applies to cases falling
within its jurisdiction, but also the measures that will need
to be adopted to prevent or limit the inconveniences of
multiple regulatory control given the ever increasing number
of national systems of competition law that are being
enacted, and to prevent conflict between the Commission and
these various authorities. In these areas the Community is
continuing to play a leading role, through the conclusion of
the EC-US agreement as a model for bilateral cooperation
agreements, which contained for the first time a positive
Community obligation, through the conclusion of the EEA
agreement, and through the Europe agreements with
countries of Eastern Europe. These measures are already
proving to be useful in practice. Whilst the successful joint
negotiations with the US Department of Justice with
Microsoft were not entirely the result of the EC-US
agreement, the accord did provide the framework and the
mutual confidence that enabled this ground-breaking joint
action to succeed. The result in this case will provide
valuable experience for the continued development of
collaboration between antitrust authorities both within and
outside the European Union.
The second international element that is becoming increasing
important is that of the interface between competition and
trade policy. The Community uses its competition Policy to
ensure that its markets are open and competitive. This
enables all companies free access to our market irrespective
of their country of incorporation. It is common ground that
private action can prevent market entry as effectively as
State imposed trade barriers, and it is becoming increasing
accepted that the equivalent of the next GATT round within
the context of the WTO will have competition policy as one
of its central elements. In the light of these important
challenges, the Commission is organising a conference in
Brussels, together with the Japanese Fair Trade Commission
(See below for further details of the conference), to consider
a number of subjects regarding the implementation of
competition Policy in practice.
Another point of particular interest in the Competition Report
can be found in the section "Improvement of Procedures".
Here the Commission signals the changes that it intends to
make to the rules that it has in the past applied on access to
file, and the role of the Hearing Officer (for a more detailed
analysis of this question, see the article of C.D. Ehlermann
in the first issue of the Newsletter). In the Annual Report,
the Commission announces an intention henceforth to adopt
the following procedure regarding access to file:
"With the Statement of Objections, the Commission will
send a copy of all the documents on which it is relying to
establish the existence of an infringement. It will also send
any documents that, on the basis of a careful examination of
the file, appear to go against or contradict the Commission's
case (known as "exculpatory" documents). If an undertaking
thereafter makes a reasoned request that the Commission
reexamine its file to determine whether it has any further
documents which concern a specified matter that the
undertaking considers useful to its defence, the Commission
will do so, and forward any such documents."
Regarding the changes in the Hearing Officer's
responsibilities, the Annual Report indicates that the
Commission intends to adopt the following changes to his or
her mandate:
"-Deadline
for reply to the Statement of Objections. An
undertaking may consider that the deadline imposed upon it
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